Personnel Hong Kong SFC License Details (ID 2237526)

Personnel Hong Kong SFC License Details (ID 2237526)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES BROKERS (ASIA) LIMITED	RO	Dealing in securities	2019-02-25	2021-08-25
	Rep	Dealing in securities	2019-01-11	2019-02-25
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	Advising on securities	2015-01-26	2018-08-09
	RO	Providing automated trading services	2015-01-26	2018-08-09
	RO	Dealing in securities	2015-01-26	2018-08-09
	Rep	Advising on securities	2014-03-26	2015-01-26
	Rep	Providing automated trading services	2014-03-26	2015-01-26
	Rep	Dealing in securities	2014-03-26	2015-01-26