| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2022-02-08 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2022-02-08 | - |
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2019-12-17 | 2021-12-13 |
| Rep | Dealing in futures contracts | 2019-12-17 | 2021-12-13 | |
| Rep | Dealing in securities | 2019-12-17 | 2021-12-13 | |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2018-11-02 | 2019-06-24 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2018-11-02 | 2019-06-24 |
No HKMA registrations in the collected records.