Fok, Wai Yan 霍偉欣

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
First Sentier Investors (Hong Kong) Limited	Rep	Dealing in securities	2025-09-09	-
Amundi Hong Kong Limited	Rep	Advising on securities	2023-01-20	2025-07-31
DWS Investments Hong Kong Limited	Rep	Advising on securities	2018-11-05	2020-01-17
	Rep	Dealing in securities	2018-11-05	2020-01-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
First Sentier Investors (Hong Kong) Limited	Rep	Dealing in securities	2025-09-09	-
Amundi Hong Kong Limited	Rep	Advising on securities	2023-01-20	2025-07-31
DWS Investments Hong Kong Limited	Rep	Advising on securities	2018-11-05	2020-01-17
	Rep	Dealing in securities	2018-11-05	2020-01-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.