Personnel Hong Kong SFC License Details (ID 22390891)

Personnel Hong Kong SFC License Details (ID 22390891)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2025-10-23	-
Ares Management Asia (Hong Kong) Limited	Rep	Dealing in securities	2023-06-27	2025-10-10
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2021-12-20	2023-06-09
	Rep	Dealing in securities	2021-12-20	2023-06-09
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2018-11-05	2021-08-27
	Rep	Asset management	2018-11-05	2021-08-27
	Rep	Dealing in securities	2018-11-05	2021-08-27