Personnel Hong Kong SFC License Details (ID 2239508)

Personnel Hong Kong SFC License Details (ID 2239508)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2019-03-11	2019-03-13
	Rep	Dealing in futures contracts	2019-03-11	2019-03-13
	Rep	Advising on futures contracts	2018-10-03	2018-10-05
	Rep	Dealing in futures contracts	2018-10-03	2018-10-05
	Rep	Advising on futures contracts	2018-08-21	2018-08-24
	Rep	Dealing in futures contracts	2018-08-21	2018-08-24
	Rep	Advising on futures contracts	2018-02-12	2018-02-15
	Rep	Dealing in futures contracts	2018-02-12	2018-02-15
	Rep	Advising on futures contracts	2017-09-25	2017-09-29
	Rep	Dealing in futures contracts	2017-09-25	2017-09-29
	Rep	Advising on futures contracts	2017-02-24	2017-03-02
	Rep	Dealing in futures contracts	2017-02-24	2017-03-02
	Rep	Dealing in futures contracts	2014-03-27	2014-06-26
	Rep	Dealing in securities	2014-03-27	2014-06-26