| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-06-25 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Advising on securities | 2018-09-27 | - |
| RO | Dealing in securities | 2018-09-27 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-08-02 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-07-20 | 2019-06-25 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2018-07-20 | 2018-09-27 |
| Rep | Dealing in securities | 2018-07-20 | 2018-09-27 | |
| GBR Capital Limited | RO | Advising on securities | 2018-03-14 | 2018-06-26 |
| RO | Asset management | 2018-03-14 | 2018-06-26 | |
| RO | Dealing in securities | 2018-03-14 | 2018-06-26 | |
| CMB International Securities Limited | Rep | Advising on securities | 2017-01-05 | 2017-05-19 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-05-25 | 2017-05-19 |
| CMB International Securities Limited | Rep | Dealing in securities | 2015-08-06 | 2017-05-19 |
| HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2014-12-17 | 2015-07-28 |
| HGNH International Forex Co., Limited | Rep | Leveraged foreign exchange trading | 2014-06-24 | 2015-07-28 |
| HGNH International Securities Co., Limited | Rep | Dealing in securities | 2014-03-27 | 2015-07-28 |
No HKMA registrations in the collected records.