Personnel Hong Kong SFC License Details (ID 22402916)

Personnel Hong Kong SFC License Details (ID 22402916)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on futures contracts	2021-10-15	2023-06-14
	Rep	Advising on securities	2021-10-07	2023-06-14
	Rep	Asset management	2021-10-07	2023-06-14
	Rep	Dealing in securities	2021-10-07	2023-06-14
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2021-10-07	2023-06-14
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Dealing in securities	2020-07-16	2021-09-10
	Rep	Advising on securities	2018-11-07	2021-09-10
	Rep	Asset management	2018-11-07	2021-09-10