Personnel SFC Licences and HKMA Registrations (ID 22403006)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LMR Partners Limited	Rep	Asset management	2023-05-10	-
Asia Research & Capital Management Limited	Rep	Asset management	2021-12-17	2023-01-16
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2018-11-07	2021-03-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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