Personnel SFC Licences and HKMA Registrations (ID 22413535)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BCT Financial Limited	Rep	Advising on securities	2026-07-17	-
	Rep	Dealing in securities	2026-07-17	-
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2018-11-09	2026-07-11
	Rep	Dealing in securities	2018-11-09	2026-07-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.