Personnel SFC Licences and HKMA Registrations (ID 22413577)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KB Securities Hong Kong Limited	Rep	Advising on corporate finance	2020-07-10	-
	Rep	Dealing in securities	2020-07-10	-
Mirae Asset Securities (HK) Limited	Rep	Advising on corporate finance	2018-11-09	2020-07-02
	Rep	Dealing in securities	2018-11-09	2020-07-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.