Personnel SFC Licences and HKMA Registrations (ID 22419756)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PICKERS CAPITAL MANAGEMENT LIMITED	Rep	Advising on securities	2026-09-14	-
	Rep	Asset management	2021-11-24	-
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2019-03-20	2021-10-26
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2019-03-20	2021-10-26
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2018-11-12	2021-10-26
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-11-12	2021-10-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.