Personnel Hong Kong SFC License Details (ID 22419762)

Personnel Hong Kong SFC License Details (ID 22419762)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CR Wealth and Asset Management Limited	RO	Advising on securities	2020-08-07	2020-08-31
	RO	Dealing in securities	2020-08-07	2020-08-31
	Rep	Asset management	2020-01-06	2020-08-31
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on securities	2019-10-21	2020-08-31
	Rep	Dealing in securities	2019-09-23	2020-08-31
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2019-02-08	2019-08-31
ZHONGTAI INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2018-11-12	2019-08-31
	Rep	Dealing in securities	2018-11-12	2019-08-31