Personnel Hong Kong SFC License Details (ID 2242296)

Personnel Hong Kong SFC License Details (ID 2242296)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sun Life Investment Management Asia Limited	RO	Advising on securities	2024-10-31	-
	RO	Asset management	2024-10-31	-
	RO	Dealing in securities	2024-10-31	-
FIL Investment Advisors	RO	Advising on securities	2016-03-22	2018-01-16
	RO	Asset management	2016-03-22	2018-01-16
FIL Investment Management (Hong Kong) Limited	RO	Advising on securities	2016-03-22	2018-01-16
	RO	Asset management	2016-03-22	2018-01-16
	RO	Dealing in securities	2016-03-22	2018-01-16
FIL Investment Advisors	Rep	Advising on securities	2014-03-28	2016-03-22
	Rep	Asset management	2014-03-28	2016-03-22
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2014-03-28	2016-03-22
	Rep	Asset management	2014-03-28	2016-03-22
	Rep	Dealing in securities	2014-03-28	2016-03-22