Personnel Hong Kong SFC License Details (ID 22425695)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHARLES SCHWAB, HONG KONG, LIMITED	Rep	Advising on securities	2022-06-27	-
	Rep	Dealing in securities	2022-06-27	-
RaffAello Capital Limited	Rep	Advising on corporate finance	2020-05-04	2020-10-27
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2018-10-18	2020-03-02
	Rep	Dealing in securities	2018-10-18	2020-03-02