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Brooks, Nicholas John (SFC:BDD878) Hong Kong SFC License Details (ID 22429125)
Brooks, Nicholas John (SFC:BDD878)
SFC ID:
BDD878
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Arcus Investment Asia Limited
RO
Advising on securities
2014-06-09
2015-07-14
RO
Asset management
2014-06-09
2015-07-14