Personnel Hong Kong SFC License Details (ID 22437175)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HuaAn Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2022-03-11	-
	Rep	Asset management	2021-08-24	-
	Rep	Advising on securities	2021-08-10	-
ICBC UBS Asset Management (International) Company Limited	Rep	Dealing in securities	2019-10-15	2021-07-09
	Rep	Advising on securities	2019-09-23	2021-07-09
CMS ASSET MANAGEMENT (HK) CO., LIMITED	Rep	Advising on securities	2018-11-15	2019-07-26
	Rep	Asset management	2018-11-15	2019-07-26