Personnel Hong Kong SFC License Details (ID 22437236)

Personnel Hong Kong SFC License Details (ID 22437236)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amundi Hong Kong Limited	Rep	Advising on securities	2026-03-24	-
	Rep	Dealing in securities	2026-03-24	-
First Sentier Investors (Hong Kong) Limited	Rep	Advising on securities	2024-05-16	2025-12-19
	Rep	Dealing in securities	2024-05-16	2025-12-19
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2023-08-15	2024-04-23
	Rep	Dealing in securities	2023-08-15	2024-04-23
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2020-03-06	2023-07-21
	Rep	Dealing in securities	2020-03-06	2023-07-21
Nomura Asset Management Hong Kong Limited	Rep	Advising on securities	2018-11-15	2020-01-23
	Rep	Asset management	2018-11-15	2020-01-23
	Rep	Dealing in securities	2018-11-15	2020-01-23