Personnel Hong Kong SFC License Details (ID 22437267)

Personnel Hong Kong SFC License Details (ID 22437267)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2025-09-25	-
	Rep	Advising on securities	2025-09-25	-
	Rep	Dealing in securities	2025-09-25	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2025-05-22	2025-09-04
	Rep	Dealing in securities	2025-05-22	2025-09-04
CEB International Capital Corporation Limited	Rep	Advising on corporate finance	2023-05-16	2025-05-07
	Rep	Advising on securities	2023-05-16	2025-05-07
	Rep	Dealing in securities	2023-05-16	2025-05-07
CEB International Asset Management Corporation Limited	Rep	Advising on securities	2023-03-20	2023-05-01
	Rep	Asset management	2023-03-20	2023-05-01
	Rep	Dealing in securities	2023-03-20	2023-05-01
CEB International Capital Corporation Limited	Rep	Advising on corporate finance	2022-06-09	2023-03-01
	Rep	Advising on securities	2022-06-09	2023-03-01
	Rep	Dealing in securities	2022-06-09	2023-03-01
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2019-06-11	2022-05-19
Soochow Securities International Capital Limited	Rep	Advising on corporate finance	2019-06-11	2022-05-19
Soochow Securities International Asset Management Limited	Rep	Advising on securities	2019-03-13	2019-04-24
	Rep	Asset management	2019-03-13	2019-04-24
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	Rep	Advising on corporate finance	2018-11-15	2019-01-21