Personnel Hong Kong SFC License Details (ID 22450072)

Personnel Hong Kong SFC License Details (ID 22450072)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2026-05-20	-
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2026-05-20	-
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2019-11-20	2021-08-08
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2019-11-20	2021-08-08
Zhong Shan Asset Management Limited	Rep	Advising on securities	2019-08-01	2019-08-31
	Rep	Asset management	2019-08-01	2019-08-31
PARTNERS CAPITAL INTERNATIONAL LIMITED	Rep	Advising on corporate finance	2018-11-19	2019-06-20