Personnel SFC Licences and HKMA Registrations (ID 22455549)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Polymer Capital Management (HK) Limited	Rep	Dealing in securities	2026-02-09	-
	Rep	Asset management	2021-11-04	-
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in futures contracts	2018-11-20	2021-09-15
	Rep	Dealing in securities	2018-11-20	2021-09-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.