Personnel Hong Kong SFC License Details (ID 22455615)

Personnel Hong Kong SFC License Details (ID 22455615)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DigitalBridge Management Asia Limited	RO	Advising on securities	2025-05-22	2025-11-22
	RO	Dealing in securities	2025-05-22	2025-11-22
	Rep	Asset management	2022-01-03	2022-04-28
	Rep	Advising on securities	2022-01-03	2025-05-22
	Rep	Dealing in securities	2022-01-03	2025-05-22
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2020-10-05	2021-11-05
	Rep	Asset management	2020-10-05	2021-11-05
Legg Mason Asset Management Hong Kong Limited	Rep	Advising on securities	2018-11-20	2020-08-31
	Rep	Dealing in securities	2018-11-20	2020-08-31