Personnel Hong Kong SFC License Details (ID 2245753)

Personnel Hong Kong SFC License Details (ID 2245753)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pictet Asset Management (Hong Kong) Limited	Rep	Asset management	2019-06-28	-
JF INTERNATIONAL MANAGEMENT INC.	Rep	Advising on securities	2018-08-08	2019-06-24
	Rep	Asset management	2018-08-08	2019-06-24
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on futures contracts	2018-08-08	2019-06-24
	Rep	Advising on securities	2018-08-08	2019-06-24
	Rep	Asset management	2018-08-08	2019-06-24
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-01-19	2018-08-03
	Rep	Asset management	2015-01-19	2018-08-03
	Rep	Dealing in securities	2015-01-19	2018-08-03
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2014-03-31	2015-01-01
	Rep	Asset management	2014-03-31	2015-01-01