Personnel SFC Licences and HKMA Registrations (ID 22466092)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Complus Asset Management Limited	Rep	Advising on securities	2023-07-03	-
	Rep	Dealing in securities	2023-07-03	-
	Rep	Asset management	2021-10-20	-
CR Capital Investment Management Limited	Rep	Advising on securities	2018-11-22	2021-09-24
	Rep	Asset management	2018-11-22	2021-09-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.