Personnel SFC Licences and HKMA Registrations (ID 2247396)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2023-09-21	-
	Rep	Dealing in securities	2023-09-21	-
One Heritage Capital Management Limited	Rep	Asset management	2021-11-29	2023-08-23
	Rep	Advising on securities	2021-11-08	2023-08-23
Anli Securities Limited	Rep	Advising on securities	2015-11-27	2021-10-15
	Rep	Dealing in securities	2015-06-15	2021-10-15
VMS Securities Limited	Rep	Advising on securities	2014-04-01	2015-06-03
	Rep	Asset management	2014-04-01	2015-06-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.