Personnel SFC Licences and HKMA Registrations (ID 22475839)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2026-02-16	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2021-06-08	2025-12-31
	Rep	Dealing in securities	2021-06-08	2025-12-31
VALUE PARTNERS HONG KONG LIMITED	Rep	Dealing in securities	2020-01-15	2021-05-13
VALUE PARTNERS LIMITED	Rep	Dealing in securities	2020-01-15	2021-05-13
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2019-11-15	2021-05-13
	Rep	Asset management	2019-11-15	2021-05-13
VALUE PARTNERS LIMITED	Rep	Advising on securities	2019-11-15	2021-05-13
	Rep	Asset management	2019-11-15	2021-05-13
Value Partners Private Equity Limited	Rep	Advising on securities	2019-11-15	2021-05-13
	Rep	Asset management	2019-11-15	2021-05-13
GaoTeng Global Asset Management Limited	Rep	Asset management	2019-09-23	2019-10-25
	Rep	Advising on securities	2018-11-26	2019-10-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.