Personnel Hong Kong SFC License Details (ID 22475841)

Personnel Hong Kong SFC License Details (ID 22475841)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2025-04-25	2026-07-17
	Rep	Dealing in securities	2025-04-25	2026-07-17
BOCOM International Securities Limited	Rep	Advising on securities	2025-01-27	2025-03-14
	Rep	Dealing in securities	2025-01-27	2025-03-14
BOCOM International (Asia) Limited	Rep	Dealing in securities	2020-01-09	2025-03-14
	Rep	Advising on corporate finance	2019-12-04	2025-03-14
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2018-11-26	2019-10-26