Personnel SFC Licences and HKMA Registrations (ID 22485831)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oasis Management (Hong Kong)	Rep	Advising on futures contracts	2025-01-27	-
	Rep	Advising on securities	2025-01-27	-
	Rep	Asset management	2025-01-27	-
	Rep	Advising on futures contracts	2018-11-28	2020-03-05
	Rep	Advising on securities	2018-11-28	2020-03-05
	Rep	Asset management	2018-11-28	2020-03-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.