| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| NEW REGION SECURITIES COMPANY LIMITED | RO | Asset management | 2024-09-03 | - |
| RO | Dealing in securities | 2024-09-03 | - | |
| Rep | Asset management | 2021-07-20 | 2024-09-03 | |
| Rep | Dealing in securities | 2021-07-20 | 2024-09-03 | |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | Asset management | 2020-09-07 | 2021-03-31 |
| Xen Capital (HK) Limited | Rep | Asset management | 2020-07-06 | 2020-09-02 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-11-29 | 2019-04-30 |
No HKMA registrations in the collected records.