Personnel Hong Kong SFC License Details (ID 22495773)

Personnel Hong Kong SFC License Details (ID 22495773)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2025-10-08	-
M&G Investments (Hong Kong) Limited	Rep	Advising on securities	2022-10-24	2024-12-13
	Rep	Dealing in securities	2022-10-24	2024-12-13
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Dealing in securities	2022-07-01	2022-10-03
Legg Mason Asset Management Hong Kong Limited	Rep	Dealing in securities	2020-11-16	2022-06-30
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Dealing in securities	2018-11-30	2022-06-30