Personnel Hong Kong SFC License Details (ID 22495879)

Personnel Hong Kong SFC License Details (ID 22495879)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2020-01-07	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2020-01-07	-
	Rep	Dealing in futures contracts	2020-01-07	-
	Rep	Dealing in securities	2020-01-07	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2019-01-31	2019-02-04
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2019-01-31	2019-02-04
Morgan Stanley Asia Limited	Rep	Dealing in securities	2018-11-30	2018-12-10
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2018-11-30	2018-12-10