Personnel Hong Kong SFC License Details (ID 22495884)

Personnel Hong Kong SFC License Details (ID 22495884)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIDLAND WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2020-09-17	2023-03-01
	Rep	Dealing in securities	2020-09-17	2023-03-01
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2019-12-03	2020-05-14
	Rep	Asset management	2019-12-03	2020-05-14
	Rep	Dealing in securities	2019-12-03	2020-05-14
Lion Global Financial Limited	Rep	Dealing in securities	2019-03-01	2019-10-18
	Rep	Advising on securities	2018-11-30	2019-10-18
	Rep	Asset management	2018-11-30	2019-10-18