Personnel SFC Licences and HKMA Registrations (ID 22503600)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Asset Management Limited	Rep	Advising on securities	2025-11-07	-
	Rep	Asset management	2025-11-07	-
Dongxing Securities (Hong Kong) Asset Management Company Limited	Rep	Advising on securities	2020-12-28	2020-12-28
	Rep	Asset management	2020-12-28	2020-12-28
	RO	Advising on securities	2020-12-28	2022-08-07
	RO	Asset management	2020-12-28	2022-08-07
	RO	Advising on securities	2019-11-08	2020-09-08
	RO	Asset management	2019-11-08	2020-09-08
	Rep	Advising on securities	2019-07-11	2019-07-16
	Rep	Asset management	2019-07-11	2019-07-16
Holly International Asset Management Company Limited	Rep	Advising on securities	2018-12-03	2019-06-17
	Rep	Asset management	2018-12-03	2019-06-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.