Personnel Hong Kong SFC License Details (ID 22508862)

Personnel Hong Kong SFC License Details (ID 22508862)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2024-08-22	-
	Rep	Dealing in securities	2024-08-22	-
Core Pacific - Yamaichi Asset Management Limited	Rep	Asset management	2023-02-06	2024-06-06
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2021-09-27	2024-06-06
	Rep	Dealing in securities	2021-09-27	2024-06-06
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2018-12-04	2021-09-03
	Rep	Dealing in securities	2018-12-04	2021-09-03