Personnel SFC Licences and HKMA Registrations (ID 22514822)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Moody's Investors Service Hong Kong Limited	Rep	Providing credit rating services	2021-12-06	-
CSPI Credit Ratings Company Limited	Rep	Providing credit rating services	2020-07-27	2021-12-03
SIRIUS CAPITAL PARTNERS PRIVATE LIMITED	Rep	Advising on corporate finance	2018-12-05	2020-04-30
	Rep	Advising on securities	2018-12-05	2020-04-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.