Personnel SFC Licences and HKMA Registrations (ID 22514881)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2020-06-12	-
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED	Rep	Advising on securities	2018-12-05	2020-06-01
	Rep	Asset management	2018-12-05	2020-06-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.