Personnel SFC Licences and HKMA Registrations (ID 22537599)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EX ASSET MANAGEMENT LIMITED	RO	Advising on securities	2025-09-08	-
	RO	Asset management	2025-09-08	-
	Rep	Asset management	2021-04-14	2024-03-22
	Rep	Advising on securities	2021-03-02	2024-03-22
ASSET MANAGEMENT GROUP LIMITED	Rep	Advising on securities	2018-12-11	2020-12-09
	Rep	Dealing in securities	2018-12-11	2020-12-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.