| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2024-10-02 | - |
| Rep | Dealing in securities | 2024-10-02 | - | |
| Legend Arb Advisors Limited | Rep | Advising on futures contracts | 2024-05-28 | 2024-08-28 |
| Rep | Advising on securities | 2024-05-28 | 2024-08-28 | |
| Rep | Asset management | 2024-05-28 | 2024-08-28 | |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2022-11-11 | 2023-08-08 |
| Rep | Dealing in securities | 2022-11-11 | 2023-08-08 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2022-11-11 | 2023-08-08 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-08-16 | 2022-09-14 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-08-16 | 2022-09-14 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2018-12-11 | 2020-04-15 |
| Rep | Dealing in securities | 2018-12-11 | 2020-04-15 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-12-11 | 2020-04-15 |
No HKMA registrations in the collected records.