Personnel Hong Kong SFC License Details (ID 22542132)

Personnel Hong Kong SFC License Details (ID 22542132)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GigaMoney Limited	RO	Dealing in securities	2023-12-12	2024-10-04
HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2023-12-12	2025-12-31
	RO	Asset management	2023-12-12	2025-12-31
Ark Securities (Hong Kong) Limited	RO	Advising on securities	2021-10-21	2023-09-27
	RO	Dealing in securities	2021-10-21	2023-09-27
	RO	Asset management	2020-05-12	2023-09-27
	Rep	Asset management	2018-12-13	2020-05-12
	Rep	Advising on securities	2018-12-13	2021-10-21
	Rep	Dealing in securities	2018-12-13	2021-10-21