Personnel SFC Licences and HKMA Registrations (ID 22542144)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Caitong International Asset Management Co., Limited	Rep	Advising on securities	2026-08-03	-
	Rep	Asset management	2026-08-03	-
	Rep	Dealing in securities	2026-08-03	-
Interactive Brokers Hong Kong Limited	Rep	Leveraged foreign exchange trading	2019-02-15	2022-07-23
	Rep	Dealing in futures contracts	2018-12-13	2022-07-23
	Rep	Dealing in securities	2018-12-13	2022-07-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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