Personnel Hong Kong SFC License Details (ID 22547297)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHARLES SCHWAB, HONG KONG, LIMITED	Rep	Advising on securities	2022-06-06	2023-08-04
	Rep	Dealing in securities	2022-04-28	2023-08-04
TD Ameritrade Hong Kong Limited	Rep	Dealing in futures contracts	2018-12-17	2022-04-25
	Rep	Dealing in securities	2018-12-17	2022-04-25