| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2026-07-23 | - |
| Rep | Dealing in securities | 2026-07-23 | - | |
| Rep | Asset management | 2023-07-28 | - | |
| Rep | Advising on securities | 2023-07-28 | 2025-06-05 | |
| Rep | Dealing in securities | 2023-07-28 | 2025-06-05 | |
| CWB Hong Kong Limited | Rep | Advising on securities | 2021-09-14 | 2023-06-02 |
| Rep | Asset management | 2021-09-14 | 2023-06-02 | |
| Rep | Dealing in securities | 2021-09-14 | 2023-06-02 | |
| Topaz Financial Group Limited | Rep | Advising on securities | 2019-07-16 | 2019-11-08 |
| TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2018-12-17 | 2019-11-08 |
| Topaz Financial Group Limited | Rep | Dealing in futures contracts | 2018-12-17 | 2019-11-08 |
| Rep | Dealing in securities | 2018-12-17 | 2019-11-08 |
No HKMA registrations in the collected records.