Personnel Hong Kong SFC License Details (ID 22548303)

Personnel Hong Kong SFC License Details (ID 22548303)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2022-09-13	-
	Rep	Dealing in securities	2022-09-13	-
CITIC Securities International Global Markets Limited	Rep	Advising on securities	2022-06-28	-
	Rep	Dealing in futures contracts	2022-06-28	-
	Rep	Dealing in securities	2022-06-28	-
Vontobel Limited	Rep	Dealing in securities	2021-02-26	2022-06-13
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2019-05-16	2020-12-11
	Rep	Dealing in securities	2019-05-16	2020-12-11
	Rep	Dealing in securities	2018-12-18	2019-03-08