Personnel Hong Kong SFC License Details (ID 2255039)

Personnel Hong Kong SFC License Details (ID 2255039)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2019-06-24	2019-07-01
	Rep	Dealing in securities	2019-06-24	2019-07-01
	Rep	Advising on securities	2016-05-13	2016-05-20
	Rep	Dealing in securities	2016-05-13	2016-05-20
	Rep	Advising on securities	2015-07-02	2015-07-13
	Rep	Dealing in securities	2015-07-02	2015-07-13
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2014-04-07	2014-04-14
	Rep	Dealing in securities	2014-04-07	2014-04-14
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2014-04-07	2014-04-14
	Rep	Dealing in securities	2014-04-07	2014-04-14