Personnel Hong Kong SFC License Details (ID 2255051)

Personnel Hong Kong SFC License Details (ID 2255051)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2017-04-24	2023-11-17
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2017-04-24	2023-11-17
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2017-01-20	2017-01-24
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2017-01-20	2017-01-24
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2016-08-29	2017-01-12
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2016-08-29	2017-01-12
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2016-01-15	2016-06-30
	Rep	Dealing in securities	2015-08-28	2016-06-30
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-08-28	2016-06-30
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2015-07-03	2015-08-22
SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED	Rep	Dealing in futures contracts	2014-04-07	2015-08-22