Personnel Hong Kong SFC License Details (ID 2255053)

Personnel Hong Kong SFC License Details (ID 2255053)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LEGAL &AMP; GENERAL INVESTMENT MANAGEMENT ASIA LIMITED	Rep	Asset management	2025-01-27	-
	Rep	Dealing in securities	2025-01-02	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2024-01-11	2024-12-11
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2014-04-07	2016-03-08
	Rep	Asset management	2014-04-07	2016-03-08
	Rep	Dealing in securities	2014-04-07	2016-03-08
HSBC Global Asset Management Holdings (Bahamas) Limited	Rep	Advising on securities	2014-04-07	2016-03-08
	Rep	Asset management	2014-04-07	2016-03-08
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2014-04-07	2016-03-08