Webb-site Legacy
En
Home
Hoffman, Richard Kirk Hong Kong SFC License Details (ID 2255064)
Hoffman, Richard Kirk
SFC ID:
BDD367
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
WELLINGTON MANAGEMENT HONG KONG LIMITED
Rep
Advising on securities
2014-04-07
2014-04-15
Rep
Dealing in securities
2014-04-07
2014-04-15