Lum, Wai Yee 林慧儀

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Winner Zone Asset Management Limited	Rep	Advising on securities	2025-11-25	-
	Rep	Asset management	2025-11-25	-
Grand China Securities Limited	Rep	Dealing in securities	2018-12-20	2023-01-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Winner Zone Asset Management Limited	Rep	Advising on securities	2025-11-25	-
	Rep	Asset management	2025-11-25	-
Grand China Securities Limited	Rep	Dealing in securities	2018-12-20	2023-01-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.