Webb-site Legacy

Cartwright, Edward Ian

SFC ID:BDC766

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2026-09-25	-
	Rep	Dealing in securities	2026-01-30	2026-02-07
	Rep	Dealing in securities	2025-09-19	2025-09-27
	Rep	Dealing in securities	2025-04-17	2025-04-25
	Rep	Dealing in securities	2025-02-21	2025-03-01
	Rep	Dealing in securities	2024-09-06	2024-09-14
	Rep	Dealing in securities	2024-04-12	2024-04-20
	Rep	Dealing in securities	2023-08-04	2023-08-11
	Rep	Dealing in securities	2023-02-21	2023-02-25
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2018-03-13	2021-11-23
	Rep	Dealing in securities	2018-03-13	2021-11-23
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2018-03-13	2021-11-23
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-04-10	2014-04-26
	Rep	Dealing in securities	2014-04-10	2014-04-26
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2014-04-10	2014-04-26