Personnel Hong Kong SFC License Details (ID 22575511)

Personnel Hong Kong SFC License Details (ID 22575511)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2025-09-30	2026-05-15
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2021-09-27	2025-09-11
	Rep	Advising on securities	2021-09-27	2026-05-15
	Rep	Asset management	2021-09-27	2026-05-15
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-10-16	2020-03-17
	Rep	Advising on securities	2019-08-14	2020-03-17
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2018-12-21	2019-07-25