Personnel Hong Kong SFC License Details (ID 2257553)

Personnel Hong Kong SFC License Details (ID 2257553)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2020-06-04	2020-12-11
HAITONG INTERNATIONAL CAPITAL (HK) LIMITED	Rep	Advising on corporate finance	2017-01-25	2019-11-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2017-01-25	2020-12-11
	Rep	Dealing in securities	2017-01-25	2020-12-11
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2015-12-07	2016-05-31
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2014-04-10	2015-11-18